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Wendell King
Dealer Compliance Representative
Summary
Highly accomplished Dealer Compliance Representative with 5+ years of experience in the automotive industry. Proven ability to monitor and analyze dealer compliance with regulatory guidelines and industry best practices. Strong knowledge of consumer protection laws and regulations, dealer licensing and registration, and internal control and risk assessment. Excellent communication and interpersonal skills, with a proven track record of collaborating effectively with dealerships, external auditors, and regulatory agencies.
Education
Bachelor’s Degree in Finance
December 2015
Skills
- Regulatory Compliance Knowledge
- Compliance Audit Techniques
- Dealer Compliance Program Management
- Internal Control and Risk Assessment
- Consumer Protection Laws and Regulations
- Dealer Licensing and Registration
Work Experience
Dealer Compliance Representative
- Developed and implemented training programs for dealership staff on compliancerelated topics, enhancing their understanding of regulatory requirements.
- Provided ongoing support and guidance to dealerships on compliance matters, assisting them in implementing best practices and resolving compliance challenges.
- Monitored industry regulations and legal updates to stay abreast of evolving compliance requirements and identify potential areas of noncompliance.
- Collaborated with legal counsel to interpret and apply complex regulatory requirements to dealer operations.
Dealer Compliance Representative
- Monitored and analyzed dealer compliance with regulatory guidelines and industry best practices, ensuring adherence to all applicable laws and regulations.
- Conducted regular compliance audits and inspections of dealerships to assess their compliance with established standards and policies.
- Investigated and resolved compliance issues promptly and effectively, mitigating potential risks and ensuring compliance with legal and regulatory requirements.
- Collaborated with external auditors and regulatory agencies to ensure compliance and address compliancerelated inquiries.
Accomplishments
- Successfully implemented a new compliance training program for dealers, resulting in a 20% decrease in compliance violations.
- Developed a comprehensive compliance manual for dealers, ensuring uptodate guidance on regulatory requirements.
- Conducted thorough audits of dealer operations, identifying and rectifying compliance gaps to maintain high ethical standards.
- Established strong relationships with dealers, providing ongoing support and guidance on compliance matters.
- Implemented a riskbased approach to compliance, prioritizing dealer oversight based on potential risks and vulnerabilities.
Awards
- Recognized for exceptional contributions to dealer compliance, consistently exceeding industry standards.
- Received a commendation from the regulatory authority for outstanding performance in promoting dealer compliance.
- Awarded Compliance Professional of the Year for demonstrating exceptional leadership and innovation in dealer compliance.
- Honored with the Compliance Excellence Award for consistently exceeding regulatory expectations and promoting industry best practices.
Certificates
- Certified Compliance Professional (CCP)
- Automotive Compliance Professional (ACP)
- Certified Anti-Money Laundering Specialist (CAMS)
- Registered Compliance Professional (RCP)
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How To Write Resume For Dealer Compliance Representative
- Highlight your experience and qualifications in regulatory compliance, dealer compliance program management, and internal control and risk assessment.
- Demonstrate your knowledge of consumer protection laws and regulations, dealer licensing and registration, and compliance audit techniques.
- Emphasize your ability to collaborate effectively with dealerships, external auditors, and regulatory agencies.
- Provide specific examples of how you have successfully resolved compliance issues and implemented compliance best practices.
- Showcase your communication and interpersonal skills, as well as your ability to train and mentor others on compliance-related matters.
Essential Experience Highlights for a Strong Dealer Compliance Representative Resume
- Monitored and analyzed dealer compliance with regulatory guidelines and industry best practices, ensuring adherence to all applicable laws and regulations.
- Conducted regular compliance audits and inspections of dealerships to assess their compliance with established standards and policies.
- Investigated and resolved compliance issues promptly and effectively, mitigating potential risks and ensuring compliance with legal and regulatory requirements.
- Developed and implemented training programs for dealership staff on compliance-related topics, enhancing their understanding of regulatory requirements.
- Collaborated with external auditors and regulatory agencies to ensure compliance and address compliance-related inquiries.
Frequently Asked Questions (FAQ’s) For Dealer Compliance Representative
What are the key responsibilities of a Dealer Compliance Representative?
The key responsibilities of a Dealer Compliance Representative include monitoring and analyzing dealer compliance with regulatory guidelines and industry best practices, conducting compliance audits and inspections, investigating and resolving compliance issues, developing and implementing training programs on compliance-related topics, and collaborating with external auditors and regulatory agencies.
What are the qualifications required to become a Dealer Compliance Representative?
To become a Dealer Compliance Representative, you typically need a bachelor’s degree in finance, accounting, or a related field, as well as experience in regulatory compliance, dealer compliance program management, and internal control and risk assessment.
What are the career prospects for a Dealer Compliance Representative?
Dealer Compliance Representatives can advance to roles such as Compliance Manager, Regulatory Compliance Officer, or Chief Compliance Officer. With additional experience and qualifications, they may also move into leadership positions within the financial or automotive industries.
What are the key skills and knowledge required for a Dealer Compliance Representative?
Dealer Compliance Representatives should have a strong understanding of regulatory compliance, dealer compliance program management, internal control and risk assessment, consumer protection laws and regulations, and dealer licensing and registration. They should also possess excellent communication and interpersonal skills, as well as the ability to train and mentor others.
What is the typical work environment for a Dealer Compliance Representative?
Dealer Compliance Representatives typically work in an office setting, with frequent travel to dealerships and regulatory agencies. They may also work extended hours during peak compliance periods.